For operators who need to gain an in-depth picture of the effectiveness of their compliance programme, this package will look at the full requirements of the LCCP (Licence conditions and codes of practice) and associated regulations.
Using targeted sessions which will engage key people within your organisation in the process, we will look at a wide range of risk areas and help find where your focus should lie when developing and improving your compliance programme.
‘The Full Prep’ will typically evaluate the content and implementation of policies and procedures, adequacy of current risk assessments, training delivery and effectiveness, depth of staff knowledge, compliance culture, reporting processes and customer account activity but will also look at the barriers and challenges to compliance faced by your specific sector of the gambling industry.
As with all packages, our focus will be on identification of the key risks and on helping you put proactive solutions into place to address our findings.
Typical duration: 10 – 14 days
With the focus purely on the information available within the customer profiles, this package will help find whether you are taking a truly holistic approach when assessing the risk levels of customers within your database.
Dip-sampling of customer profiles is becoming a critical part of an effective compliance assurance programme and will become increasingly important as digital customer profiles become more sophisticated and complex.
Not only can we offer ‘The Account Prep’ as a single, one-off package, but we can commit to a regular programme of independent reviews, at a frequency to suit your business needs.
Typical Duration: 5 – 7 days
There are some key themes within gambling regulation which it is essential to focus on. ‘The Themed Prep’ will take an in depth look at the risks and vulnerabilities in a specific area such as Safer Gambling, Responsible Marketing, Anti-Money Laundering etc. and conduct a compliance health check, specific to your business and to the unique challenges presented.
This package may be suitable for those operators who have recently identified failings or those who lack particular knowledge and would like to upskill key staff and develop assurance that they are on the right track.
Typical Duration: 8 – 10 days
Built with speed and efficiency in mind, ‘The Quick Prep’ will help operators determine whether there are any immediate compliance concerns and risks. Perhaps after a new senior hire, during the implementation period of a significant new process or in advance of an upcoming audit or assessment.
This package can be available at short notice, will use very targeted discussion sessions and will quickly define critical areas of focus so that action can be taken swiftly to address any concerns.
Typical duration: Between 1 – 5 days
This package is invaluable for a range of businesses who require the full extent of our knowledge and experience to provide assurance that they have built an effective compliance programme before becoming operational.
This package is also suitable for those preparing to enter new regulated markets and jurisdictions and to support the licensing application process. It can involve activities such as policy drafting assistance, governance framework advice, developing and delivering staff training and help in identifying specific risks faced by your business venture.
Typical duration: up to 4 weeks